Gladstone Investment Corporation

Gladstone Investment Corporation

Financial Services

NASDAQ:GAIN · NASDAQ Global Select

Market Cap $613.21M Beta 0.76 P/E (TTM) 3.1
$15.37 +0.33%

+$0.05 today

52W Low $13.11High $17.14

Vol 0.19M · Avg 0.38M

EPS (TTM)$4.89
Div Yield9.76%
Asset Management

Management

Put operating results in leadership context

Review returns on capital, executive background, insider transactions, and growth quality to judge whether management is compounding value well.

Return Metrics

ROE, ROIC & ROA over time

Management

ROE

27.6%

avg 14.5%

ROIC

24.8%

avg 9.2%

ROA

14.0%

avg 8.2%

Analysis

ROE is currently the strongest return metric at 27.6% versus its period average of 14.5%. 3 of 3 return metrics are above their quality threshold, which helps indicate how efficiently the company turns capital and assets into profit.

Management

Key executives, compensation & ownership

Management
NameTitleCompensationTenureAgeShares OwnedOwnership %

David A. R. Dullum

CEO & President$33,000.0078$0.00<0.01%

Christopher J. Lee

Executive Vice President$0.00<0.01%

Erika Highland

Executive Vice President$0.00<0.01%

John Anthony Dellafiora Jr.

Chief Compliance Officer$0.00<0.01%

John Sateri

Chief Investment Officer$0.00<0.01%

Michael Bernard LiCalsi

Chief Administrative Officer, Co-General Counsel & Co-Secretary56$0.00<0.01%

Taylor Ritchie

Chief Financial Officer & Treasurer36$2,812.23<0.01%

Paula Novara

Head of Resources Management & Director56$1,333.00<0.01%

Daniel Crump

Director

Jennifer A. Smith

Chief Valuation Officer$100.00<0.01%

Insider Trading

SEC Form 4 transactions — last 12 months

Management

Buys

4

$14,948.00

Sells

0

$0.00

Net Sentiment

+$14,948.00

Net buying

Most Active

Ritchie Taylor

4 transactions

DateInsiderTypeSharesPriceValue
May 19, 2026

Ritchie Taylor

Direct

Buy155$16.10$2,495.50
May 19, 2026

Ritchie Taylor

Direct

Buy160$16.15$2,584.00
May 18, 2026

Ritchie Taylor

Direct

Buy150$16.29$2,443.50
May 15, 2026

Ritchie Taylor

Direct

Buy450$16.50$7,425.00

Analysis

Insiders reported 4 buys worth $14,948.00 and 0 sells worth $0.00 over the last 12 months. That adds up to net buying of $14,948.00. Ritchie Taylor was the most active insider with 4 transactions.

Growth Analysis

Historical CAGR & forward analyst estimates

Metric 10yr5yr3yr Fwd Est.
EPSN/AN/A+4.9%
+1.0% (12yr)3 analysts
RevenueN/AN/A+19.3%
+10.8% (12yr)3 analysts
Net IncomeN/AN/A+12.9%
+3.4% (12yr)3 analysts
EBITN/AN/A+12.9%
+11.8% (12yr)3 analysts

Analysis

Recent growth has been strongest in Revenue at +19.3% over three years. Forward estimates point to EBIT at +11.8% (12yr), giving you a quick check on whether expectations are accelerating or cooling.

Who manages GAIN?

Gladstone Investment Corporation (GAIN) lists 10 active executives. The top listed executive is Christopher J. Lee, Executive Vice President.

Are GAIN insiders buying or selling?

Recent insider activity shows net buying of $3.24M.

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