
Gladstone Investment Corporation
Financial ServicesNASDAQ:GAIN · NASDAQ Global Select
+$0.05 today
Vol 0.19M · Avg 0.38M
Management
Put operating results in leadership context
Review returns on capital, executive background, insider transactions, and growth quality to judge whether management is compounding value well.
Return Metrics
ROE, ROIC & ROA over time
ROE
27.6%
avg 14.5%
ROIC
24.8%
avg 9.2%
ROA
14.0%
avg 8.2%
Analysis
ROE is currently the strongest return metric at 27.6% versus its period average of 14.5%. 3 of 3 return metrics are above their quality threshold, which helps indicate how efficiently the company turns capital and assets into profit.
Management
Key executives, compensation & ownership
| Name | Title | Compensation | Tenure | Age | Shares Owned | Ownership % |
|---|---|---|---|---|---|---|
David A. R. Dullum | CEO & President | $33,000.00 | — | 78 | $0.00 | <0.01% |
Christopher J. Lee | Executive Vice President | — | — | — | $0.00 | <0.01% |
Erika Highland | Executive Vice President | — | — | — | $0.00 | <0.01% |
John Anthony Dellafiora Jr. | Chief Compliance Officer | — | — | — | $0.00 | <0.01% |
John Sateri | Chief Investment Officer | — | — | — | $0.00 | <0.01% |
Michael Bernard LiCalsi | Chief Administrative Officer, Co-General Counsel & Co-Secretary | — | — | 56 | $0.00 | <0.01% |
Taylor Ritchie | Chief Financial Officer & Treasurer | — | — | 36 | $2,812.23 | <0.01% |
Paula Novara | Head of Resources Management & Director | — | — | 56 | $1,333.00 | <0.01% |
Daniel Crump | Director | — | — | — | — | — |
Jennifer A. Smith | Chief Valuation Officer | — | — | — | $100.00 | <0.01% |
Insider Trading
SEC Form 4 transactions — last 12 months
Buys
4
$14,948.00
Sells
0
$0.00
Net Sentiment
+$14,948.00
Net buying
Most Active
Ritchie Taylor
4 transactions
Analysis
Insiders reported 4 buys worth $14,948.00 and 0 sells worth $0.00 over the last 12 months. That adds up to net buying of $14,948.00. Ritchie Taylor was the most active insider with 4 transactions.
Growth Analysis
Historical CAGR & forward analyst estimates
| Metric | 10yr | 5yr | 3yr | Fwd Est. |
|---|---|---|---|---|
| EPS | N/A | N/A | +4.9% | +1.0% (12yr)3 analysts |
| Revenue | N/A | N/A | +19.3% | +10.8% (12yr)3 analysts |
| Net Income | N/A | N/A | +12.9% | +3.4% (12yr)3 analysts |
| EBIT | N/A | N/A | +12.9% | +11.8% (12yr)3 analysts |
Analysis
Recent growth has been strongest in Revenue at +19.3% over three years. Forward estimates point to EBIT at +11.8% (12yr), giving you a quick check on whether expectations are accelerating or cooling.
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Who manages GAIN?
Gladstone Investment Corporation (GAIN) lists 10 active executives. The top listed executive is Christopher J. Lee, Executive Vice President.
Are GAIN insiders buying or selling?
Recent insider activity shows net buying of $3.24M.
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