Hennessy Advisors, Inc.

Hennessy Advisors, Inc.

HNNAยทNASDAQ

$10.00

+1.0%
Financial ServicesAsset Management

Hennessy Advisors, Inc. is publicly owned investment manager. It provides its services to Hennessy Funds and investment companies. The firm launches and manages equity, fixed income, and balanced mutual funds. It invests in the public equity and fixed income markets across the globe. The firm primarily invests in growth stocks of companies. It conducts in-house research to make its investments. Hennessy Advisors, Inc. was founded in 1989 and is based in Novato, California with additional offices in Boston, Massachusetts and Chapel Hill, North Carolina.

At a Glance

Live Snapshot
Market Cap$79.02M
EPS1.2800
P/E Ratio7.81
Earnings Date08/06/2026
6.21%
Return on Invested Capital
41%
3Y+13.0%
5Y-31.0%
10Y-68.0%
10.19%
Return on Equity
31%
3Y+42.0%
5Y+2.0%
10Y-74.0%
6.21%
Return on Assets
33%
3Y+44.0%
5Y-25.0%
10Y-63.0%
Hennessy Advisors, Inc.

Hennessy Advisors, Inc. Management Team

HNNA ยท NASDAQ
LH

Lesha Harding

Assistant Controller

MN

Mr. Neil Joseph Hennessy

Chairman & Chief Executive Officer

Compensation

$1,379,063

Born 1956(Age 70)
male
MB

Mr. Brian Cameron Carlson

Chief Compliance Officer & Senior Vice President

Born 1973(Age 53)
male
MK

Ms. Kathryn Rose Fahy CPA

Chief Financial Officer & Senior Vice President

Compensation

$521,093

Born 1980(Age 46)
female
MD

Mr. Daniel Bruce Steadman

Executive Vice President

Compensation

$290,928

Born 1956(Age 70)
male
MJ

Ms. Jennifer Lynn Emerson

General Counsel

Born 1978(Age 48)
female
MJ

Ms. Jill Carley

Marketing Associate

female
MD

Mr. Daniel P. Hennessy

Portfolio Manager

male
MT

Ms. Teresa Mariani Nilsen

President, Chief Operating Officer, Corporate Secretary & Director

Compensation

$857,046

Born 1966(Age 60)
female
MA

Mr. Alan J. Hennessy

Vice President of Corporate Development & Operations

male
hnna

Hennessy Advisors, Inc. Insider Positioning

HNNA ยท NASDAQ

During the last 12 months, insiders have sold $602K worth of HNNA shares, with no buying activity reported.

3 Months

Bought

0

0.00

Sold

10.0K

100.00K

Net Activity

-100K

-$100K

3-6 Months

Bought

0

0.00

Sold

571

5.34K

Net Activity

-5K

-$5K

6-9 Months

Bought

0

0.00

Sold

25.4K

281.55K

Net Activity

-282K

-$282K

9-12 Months

Bought

0

0.00

Sold

20.0K

215.01K

Net Activity

-215K

-$215K

Top Buyers

No buying activity

Top Sellers

1
STL

Seavey Thomas L

Director

20.0K sharesโ€ข4 transactions

$215K

2
FK

Fahy Kathryn

Officer: Svp And Cfo

14.0K sharesโ€ข2 transactions

$145K

3
NTM

Nilsen Teresa M

Director, Officer: President, Coo And Secretary

9.0K sharesโ€ข1 transactions

$100K

4
HNJ

Hennessy Neil J

Director, 10 Percent Owner, Officer: Ceo

9.0K sharesโ€ข1 transactions

$100K

5
SDB

Steadman Daniel B

Officer, Other: Executive Vp

3.0K sharesโ€ข1 transactions

$33K

Insider Activity Analysis

Net Insider Sentiment

Bearish

Strong bearish signal with $602K net selling. Heavy insider selling may indicate concerns about valuation or near-term prospects.

Buy/Sell Ratio

0.00:1

Very poor ratio. Heavy selling with minimal buying suggests insiders may be concerned about valuation or outlook.

Recent Trend (3 Months)

$100K

Heavy recent selling activity. Recent insider sales notably exceed purchasesโ€”may warrant investigation into company developments.

Insider Participation

High Selling

5 insider sellers vs. 0 buyers. Widespread selling across multiple insiders may signal concerns.

Insider Activity Insight

Multiple red flags: Heavy selling, numerous sellers, and continued recent selling create a concerning pattern. Investigate fundamental drivers and consider whether company guidance or industry conditions have deteriorated.

SEC Filings

HNNA - Filing history and reports

Filing TypeFiling DatePeriod EndingFiscal YearActions
DEF 14A

DEF 14A 2026

N/A

December 10, 2025
February 05, 2026
2026
DEF 14A

DEF 14A 2025

N/A

December 18, 2024
February 13, 2025
2025
DEF 14A

DEF 14A 2024

N/A

December 13, 2023
February 08, 2024
2024
DEF 14A

DEF 14A 2023

N/A

December 13, 2022
February 09, 2023
2023
DEF 14A

DEF 14A 2022

N/A

December 15, 2021
February 10, 2022
2022
DEF 14A

DEF 14A 2021

N/A

December 15, 2020
February 11, 2021
2021
DEF 14A

DEF 14A 2020

N/A

December 16, 2019
February 11, 2020
2020
DEF 14A

DEF 14A 2019

N/A

December 19, 2018
February 12, 2019
2019
DEF 14A

DEF 14A 2018

N/A

December 11, 2017
January 25, 2018
2018
DEF 14A

DEF 14A 2017

N/A

December 07, 2016
January 26, 2017
2017
Showing 1 to 10 of 25 filings